RegEd, a leading compliance technology provider for the financial services industry, has announced a significant milestone: its Enterprise Advertising Review solution has now processed more than 8 million submissions. This volume represents over 15 million review decisions and nearly 17 million individual review items, demonstrating the platform's scalability and deep market penetration among top-tier financial institutions, including six of the top ten broker-dealers and four of the five largest U.S. banks.
RegEd's Enterprise Advertising Review solution has surpassed 8 million submissions.
The milestone represents over 15 million review decisions and nearly 17 million review items.
The platform serves six of the top ten broker-dealers and four of the largest five U.S. banks.
AI-driven automation within the solution can reduce review times by up to 80%.
Recent innovations include AI-powered media transcription for video and audio content review.
The achievement follows the platform passing 7 million submissions less than a year ago, indicating rapid growth.
This milestone underscores RegEd's position as a trusted enterprise solution for managing the complex advertising and marketing compliance requirements of the financial services industry. The rapid growth from 7 million to 8 million submissions in under a year highlights strong adoption and the platform's ability to handle high-volume, mission-critical workflows. The solution is designed to reduce complexity and increase operational speed, allowing compliance teams to shift focus from routine reviews to higher-value strategic activities.
“Reaching 8 million submissions highlights our dedication to helping clients reduce complexity and increase speed in their compliance workflows,” said Ethan Floyd, Chief Product Officer at RegEd. “Our solution enables compliance teams to focus on high-value activities by automating routine review processes, reducing review times by up to 80%, and ensuring consistency and regulatory alignment across all submissions.”
RegEd's platform leverages a comprehensive suite of automated features to ensure rigor and efficiency. Core capabilities include AI-driven problematic language detection, SMART Disclosures management, lexicon-based keyword monitoring, and dynamic workflows. In 2025, the company expanded its AI functionality with the launch of media transcription, which automatically converts audio and video content from webinars, podcasts, and videos into text for thorough compliance analysis. This allows firms to verify disclosures and detect misleading claims across all media types with the same systematic approach used for written materials.
Looking forward, RegEd is focused on sustaining its innovation trajectory to address the evolving regulatory landscape. The company is developing an enhanced AI Submission PreCheck feature to provide more robust pre-submission review functionality. This commitment to continuous enhancement ensures the platform remains at the forefront of regulatory technology, delivering measurable value by helping clients mitigate risk and maintain operational efficiency amidst growing compliance demands.
Processing over 8 million submissions cements RegEd's Enterprise Advertising Review as a foundational compliance technology for major financial institutions, enabling them to navigate regulatory requirements with greater speed, accuracy, and confidence through scalable automation.
About RegEd
RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients that represent more than 35 of the top 50 insurance companies.
Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.
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