RegEd, a top provider of compliance solutions for financial services, launched Version 3.0 of its proprietary AI model for its Advertising Review solution on May 15, 2025. This release strengthens RegEd’s Submission Intelligence suite, setting a new standard for accuracy, security, and efficiency in advertising compliance technology, as the financial services industry faces increasing regulatory scrutiny.
RegEd releases Version 3.0 of its AI-powered Advertising Review solution.
Achieves over 90% accuracy in detecting problematic ad content.
Features client-calibrated tuning for customized compliance thresholds.
Ensures data privacy with a closed-loop, secure AI infrastructure.
AI-assisted pre-review capability planned for later in 2025.
Supports consistent compliance across diverse review teams.
Version 3.0 of RegEd’s AI model delivers over 90% accuracy in identifying problematic content in advertising and marketing materials, significantly reducing false positives. “At RegEd, AI is more than a buzzword,” said Ethan Floyd, Chief Product Officer at RegEd. “Many vendors are using ‘AI’ as a marketing tactic, describing capabilities as ‘agents’ that are not built on AI technology.” This advancement, driven by real-world usage across leading financial firms, ensures precise detection of compliance issues, streamlining review processes.
The new release introduces client-calibrated tuning, allowing firms to adjust sensitivity thresholds to match internal compliance standards. This flexibility ensures that the AI aligns with specific review preferences, enhancing adaptability for diverse financial institutions. By tailoring the model to firm-specific needs, RegEd empowers compliance teams to maintain control while benefiting from automated precision.
RegEd’s AI 3.0 promotes uniformity by delivering consistent identification of red flags across review teams. This scalability reduces discrepancies in compliance workflows, enabling firms to handle high volumes of submissions efficiently. The model’s repeatable performance supports enterprise-grade operations, making it a critical tool for broker-dealers and investment advisers navigating complex regulations.
Unlike third-party AI models, RegEd’s closed-loop system ensures complete client data privacy. The model is trained and deployed within RegEd’s secure infrastructure, mitigating risks associated with external platforms. This focus on security aligns with the financial industry’s stringent requirements, safeguarding sensitive information during compliance reviews.
RegEd plans to roll out AI-assisted pre-review capabilities later in 2025, enabling firms to screen materials for compliance issues before human review. This feature will further accelerate review cycles, improving speed to market for marketing materials. RegEd’s commitment to continuous innovation positions it as a leader in AI-driven compliance solutions, addressing the evolving needs of financial services firms.
RegEd is the market-leading provider of RegTech enterprise solutions with relationships with more than 200 enterprise clients that represent more than 35 of the top 50 insurance companies.
Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk.
Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.
TechIntelPro empowers B2B technology decision-makers with the latest industry trends, deep insights, leadership perspectives and actionable intelligence to drive both organizational and professional milestones—and thrive on the tech pulse.