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LatticeFlow AI and Unique AI have jointly developed and released the first FINMA-aligned technical blueprint that translates the Swiss Financial Market Supervisory Authority (FINMA) guidance (08/2024) into concrete, measurable technical assessments for agentic AI systems in banking. Applied to Unique AI’s Investment Insights Agent—an agentic solution that personalizes investment recommendations and rationales for relationship managers—the blueprint provides banks with audit-ready evidence to evaluate, deploy, and continuously oversee AI in high-stakes use cases such as KYC, chatbot assistants, and AML.
Agentic AI systems that reason, plan, and act autonomously are increasingly embedded in financial workflows, yet most institutions struggle to translate high-level regulatory principles into verifiable technical controls. The joint LatticeFlow AI–Unique AI blueprint bridges this gap by applying rigorous assessments to a real-world, production-grade agentic system. It evaluates behavior under realistic conditions, documents decision paths, and ensures outputs remain consistent, transparent, and overrideable—requirements essential for maintaining trust and regulatory compliance.
The blueprint maps FINMA’s expectations to specific technical tests and metrics, covering robustness against input variations, explainability of recommendations, and traceability of agent actions. By demonstrating how these controls perform in practice, it equips banks to make informed deployment decisions, conduct ongoing oversight, and produce defensible audit documentation.
The assessment focused on Unique AI’s Investment Insights Agent, which supports faster, data-informed advisory decisions while preserving human accountability. With deployments across major Swiss and international institutions, the blueprint now offers these clients—and the broader industry—a standardized, evidence-backed path to govern agentic AI responsibly.
“Trust in AI is built through concrete evidence, not through abstract policies. By connecting FINMA’s guidance and principles with deep technical assessments, we provide banks with the evidence they need to make informed decisions and accelerate AI adoption safely and responsibly,” said Petar Tsankov, CEO and Co-Founder of LatticeFlow AI.
“In financial services, innovation only scales when it is built on trust. As AI becomes part of core investment and advisory workflows, banks need continuous technical evidence that these systems are reliable, transparent, and safe to use. This blueprint reflects our commitment to building AI that meets the expectations of Switzerland’s highly regulated financial sector and can be deployed with confidence in practice,” said Dr. Sina Wulfmeyer, Chief Data Officer at Unique AI.
The assessment and blueprint are publicly available and serve as a practical reference for financial institutions worldwide seeking to operationalize responsible agentic AI governance.
About LatticeFlow AI
LatticeFlow AI sets a new standard in AI governance through deep technical assessments that enable evidence-based decisions and empower enterprises to accelerate AI adoption with confidence. As the creator of COMPL-AI, the world’s first EU AI Act framework for Generative AI developed with ETH Zurich and INSAIT, the company combines Swiss precision with scientific rigor to operationalize AI governance built on evidence and trust.
About Unique AI
Unique AI is a Swiss-founded AI company transforming financial operations with advanced agentic AI solutions. Trusted by financial institutions, Unique AI automates complex middle- and back-office processes to increase efficiency while ensuring compliance and security at scale. Unique AI delivers secure, enterprise-grade solutions that empower teams to turn complex financial documents into confident decisions and reduce regulatory and investment risk.
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