Hadrius, a leader in AI-powered compliance technology, announced the launch of its Client Trade Surveillance product on July 22, 2025. This solution enhances real-time monitoring of client trading activity across financial firms, complementing its widely adopted Employee Trade Surveillance product. Powered by Hadrius’ Zero Data Retention AI with OpenAI, it ensures data privacy by performing stateless inference, avoiding storage, caching, or use of sensitive transactional data for model training.
Hadrius’ Client Trade Surveillance provides chief compliance officers (CCOs) with a comprehensive view of client and employee trading activity from a single dashboard, eliminating blind spots caused by siloed tools and manual processes. Som Mohapatra, Co-Founder, states, “CCOs shouldn’t have to choose between faster surveillance and data control. With Client Trade Surveillance, firms get real-time scale across all client accounts—and thanks to our Zero Data Retention AI, they don’t have to ship their trade history into someone else’s model to get there.” This approach supports strict data governance and compliance with regulations like SEC Rule 206(4)-7 and FINRA Rules 3110, 3120, and 3130.
By consolidating surveillance, Hadrius delivers 360° risk visibility, cutting false positives by over 90% and saving compliance teams an average of $35,000 annually and 19 hours weekly. The platform monitors over $2 trillion in assets under management (AUM) across 400+ firms, streamlining workflows and reducing regulatory risks.
Client Trade Surveillance is available as a standalone product or alongside Employee Trade Surveillance for unified oversight. It aligns with Hadrius’ broader AI-driven compliance suite, recognized in the 2025 Global Tech Awards for RegTech, which also includes tools for communications review, marketing review, and firm oversight. This launch builds on Hadrius’ $2 million seed funding in 2023, backed by Y Combinator and others, to modernize compliance for financial firms
Hadrius is a trusted leader in AI-powered compliance software solutions, spanning trade surveillance, communications review, marketing review, employee oversight, and firm oversight—helping financial institutions retire legacy systems, accelerate reviews, and control risk with greater operational leverage.
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